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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

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CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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SUP 12.7 Notification requirements

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

EG 19.25 Recognised Auction Platforms Regulations 2011

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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SYSC 4.1 General requirements

SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

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EG 9.4 Prohibition orders against exempt persons and members of professional firms

EG 15.4 Disqualification under section 249 or section 261K

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SUP 10A.15 References and accurate information

MAR 5.3A Systems and controls for algorithmic trading

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 13.6 Changes to branches

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

DEPP 6.4 Financial penalty or public censure

CONC 2.7 Distance marketing

FIT 2.1 Honesty, integrity and reputation