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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

MAR 5A.9 Suspension and removal of financial instruments

As Published: 2017

MAR 5A.9 Suspension and removal of financial instruments

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

BIPRU 12.8 Cross-border and intra-group management of liquidity

As Published: 2010

BIPRU 12.8 Cross-border and intra-group management of liquidity