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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10C.9 Minimising overlap with the PRA approved persons regime

As Published: 2015

SUP 10C.9 Minimising overlap with the PRA approved persons regime

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

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EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

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EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

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COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

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REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

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FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

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SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

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EG 4.6 What a subject of investigation can say to third parties

As Published: 2016

EG 4.6 What a subject of investigation can say to third parties

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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