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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

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TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

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CREDS 7.1 Application, purpose and interpretation

As Published: 2011

CREDS 7.1 Application, purpose and interpretation

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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INSPRU 9.1 Actions for damages

As Published: 2006

INSPRU 9.1 Actions for damages

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CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

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CASS 9.1 Application

As Published: 2010

CASS 9.1 Application

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CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

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MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

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PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

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MIPRU 1.2 Actions for damages

CONC 8.1 Application

MAR 4.1 Application and Purpose

DTR 1B.2 Modifying rules and consulting the FCA

CREDS 3A.2 Shares and deposits

PERG 8.35 Authorisation and exemption

CREDS 8.1 Application and purpose

PERG 2.1 Application and purpose

CASS 1.1 Application and purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation