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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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SYSC 4.5

As Published: 2015

SYSC 4.5

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

As Published: 2015

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

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Similar To

LR 8.7 Supervision of sponsors

SUP 2.1 Application and purpose

REC 4.7 The section 297 power to revoke recognition

RCB 3.6 Fees and other matters

SUP 9.2 Making a request for individual guidance

REC 4.6 The section 296 power to give directions

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

MCOB 9.4 Content of illustrations

EG 19.24 Cross-Border Payments in Euro Regulations 2010

IFPRU 8.1 Prudential consolidation

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

EG 4.11 Approach to interviews and interview procedures

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

REC 2.15 Discipline

EG 19.18 Counter-Terrorism Act 2008

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SYSC 6.1 Compliance

SYSC 4.5

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions