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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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IPRU-INV 14.1 APPLICATION

As Published: 2015

IPRU-INV 14.1 APPLICATION

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

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DEPP 6.5A The five steps for penalties imposed on firms

As Published: 2010

DEPP 6.5A The five steps for penalties imposed on firms

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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BIPRU 13.7 Contractual netting

As Published: 2012

BIPRU 13.7 Contractual netting

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LR 20.1 Application

As Published: 2010

LR 20.1 Application

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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EG 10.3 Asset-freezing injunctions

As Published: 2016

EG 10.3 Asset-freezing injunctions

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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