Search Result

1281 - 1300 of 1329 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act