Search Result

761 - 780 of 1209 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

As Published: 2015

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

As Published: 2006

MCOB 13.5 Dealing with a customer in arrears or with a sale shortfall on a regulated mortgage contract

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

BIPRU 8.8 Advanced prudential calculation approaches

As Published: 2006

BIPRU 8.8 Advanced prudential calculation approaches

REC 1.1 Application

As Published: 2005

REC 1.1 Application

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 17.4 Advice must relate to a particular debt and debtor

As Published: 2014

PERG 17.4 Advice must relate to a particular debt and debtor

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls