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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

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COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

As Published: 2016

IPRU-INV 5.15 OTC derivatives: calculation of credit equivalent amount

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MCOB 7.1 Application

As Published: 2004

MCOB 7.1 Application

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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PERG 14.2 General issues

As Published: 2006

PERG 14.2 General issues

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ICOBS 2.2 Communications to clients and financial promotions

As Published: 2010

ICOBS 2.2 Communications to clients and financial promotions

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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CONC 10.1 Application and purpose

As Published: 2014

CONC 10.1 Application and purpose

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SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

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REC 4.6A The section 192C power to direct qualifying parent undertakings

As Published: 2013

REC 4.6A The section 192C power to direct qualifying parent undertakings

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CONC 12.1 Application and purpose

As Published: 2013

CONC 12.1 Application and purpose

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