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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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BIPRU 12.3 Liquidity risk management

As Published: 2010

BIPRU 12.3 Liquidity risk management

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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DTR 1.3 Information gathering and publication

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

EG 4.12 Search and seizure powers

REC 4.9 Disciplinary measures

EG 11.4 Determining the amount of restitution

CONC 8.5 Financial statements and debt repayment offers

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

COLL 8.4 Investment and borrowing powers

PERG 8.10 Types of financial promotion

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

CONC 8.6 Changes to contractual payments

DTR 2.2 Disclosure of inside information

EG 2.2 Case selection and referral criteria

PERG 2.4 Link between activities and the United Kingdom

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974