Search Result

721 - 740 of 1519 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

BIPRU 9.3 Requirements for originators and sponsors

As Published: 2010

BIPRU 9.3 Requirements for originators and sponsors

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

SYSC 22.8 Additional rules and guidance for all firms

As Published: 2016

SYSC 22.8 Additional rules and guidance for all firms

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

As Published: 2016

EG 19.4 Unfair Terms in Consumer Contracts Regulations 1999

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements