Search Result

681 - 700 of 1035 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

As Published: 2015

IPRU-INV 11.6 ADDITIONAL REQUIREMENTS FOR COLLECTIVE PORTFOLIO MANAGEMENT INVESTMENT FIRMS

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 9.3 Continuing obligations: holders

As Published: 2006

LR 9.3 Continuing obligations: holders

BIPRU 5.2 The central principles of credit risk mitigation

As Published: 2009

BIPRU 5.2 The central principles of credit risk mitigation

PERG 7.2 Introduction

As Published: 2006

PERG 7.2 Introduction

COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

BIPRU 14.4 Free deliveries

As Published: 2007

BIPRU 14.4 Free deliveries

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2015

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose