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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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FEES 4.2 Obligation to pay periodic fees

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 13.3 Investment Services and Activities

SYSC 8.1 General outsourcing requirements

CREDS 8.2 Reporting requirements

SUP 3.2 Purpose

REC 4.2C Control over a UK RIE

RCB 4.2 Enforcement powers and penalties

REC 2.7 Access to facilities

TC 1.1 Who, what and where?

DTR 3.1

COLL 8.6 Termination, suspension, and schemes of arrangement

COLL 9.4 Facilities in the United Kingdom

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy