Search Result

441 - 460 of 1718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

COCON 4.1 Specific guidance on individual conduct rules

As Published: 2015

COCON 4.1 Specific guidance on individual conduct rules

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

BIPRU 7.2 Interest rate PRR

As Published: 2007

BIPRU 7.2 Interest rate PRR

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans