Search Result

381 - 400 of 1608 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE