Search Result

221 - 240 of 1351 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

MCOB 4.1 Application

As Published: 2004

MCOB 4.1 Application

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

SYSC 4.4 Apportionment of responsibilities

As Published: 2008

SYSC 4.4 Apportionment of responsibilities

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2015

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

As Published: 2011

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition