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EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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LR 13.6 Related party circulars

COLL 8.6 Termination, suspension, and schemes of arrangement

BIPRU 7.7 Position risk requirements for collective investment undertakings

CASS 10.1 Application, purpose and general provisions

PR 5.3 Certificate of approval

MAR 10.1 Application

COLL 5.8 Investment powers and borrowing limits for feeder UCITS

COLL 6.10 Senior personnel responsibilities

EG 15.2 Disqualification of auditors and actuaries under its powers contained in section 345, section 249 and section 261K of the Act: the FCA's general approach