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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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PERG 2.5 Investments and activities: general

SUP 3.6 Firms' cooperation with their auditors

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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SYSC 4.5

SUP 16.13 Reporting under the Payment Services Regulations

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 4.6 Advising on regulated mortgage contracts

LR 5.2 Cancelling listing

LR 3.3 Shares

ICOBS 8.4 Employers’ Liability Insurance

DISP 1.10 Complaints reporting rules

APER 4.4 Statement of Principle 4

LR 5.4A Transfer between listing categories

IFPRU 8.2 Large Exposures

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 8.2 Use of the own-initiative variation of approval power: general

REC 3.4 Members of the management body and internal organisation

EG 2.2 Case selection and referral criteria