Search Result

441 - 460 of 1701 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

DTR 3.1

As Published: 2005

DTR 3.1

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

MIPRU 2.3 Knowledge, ability and good repute [deleted]

As Published: 2007

MIPRU 2.3 Knowledge, ability and good repute [deleted]

COLL 14.3 Advisory committee

As Published: 2016

COLL 14.3 Advisory committee

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders