Search Result

81 - 100 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SYSC 19D.3 Remuneration principles

As Published: 2017

SYSC 19D.3 Remuneration principles

LR 17.1 Application

As Published: 2005

LR 17.1 Application

PR 3.3 Advertisements

As Published: 2012

PR 3.3 Advertisements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments