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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 10.3 Calculation of prudential resources

As Published: 2014

CONC 10.3 Calculation of prudential resources

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

EG 14.2 Choice of powers

As Published: 2016

EG 14.2 Choice of powers

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

As Published: 2015

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

MCOB 5.2 Purpose

As Published: 2006

MCOB 5.2 Purpose

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

CREDS 3A.1 Application and purpose

As Published: 2016

CREDS 3A.1 Application and purpose