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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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MAR 5A.3 Specific requirements for OTFs

PERG 2.2 Introduction

PERG 8.11 Types of exemption under the Financial Promotion Order

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EG 19.6 Regulated Activities Order 2001 (RAO)

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation