Search Result

361 - 380 of 1800 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

PR App 1.1

As Published: 2005

PR App 1.1

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

As Published: 2007

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 3.1 Introduction

As Published: 2013

COLL 3.1 Introduction

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

SYSC 22.5 Giving references: additional rules and guidance for all firms

As Published: 2016

SYSC 22.5 Giving references: additional rules and guidance for all firms

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

PERG 16.2 What types of funds and businesses are caught?

As Published: 2013

PERG 16.2 What types of funds and businesses are caught?

DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC