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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

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REC 4.5 FCA supervision of action by UK RIEs under their default rules

As Published: 2013

REC 4.5 FCA supervision of action by UK RIEs under their default rules

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PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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Similar To

LR 19.2 Requirements for listing

EG 2.3 Case selection: Threshold Conditions cases

LR 13.6 Related party circulars

REC 3.14A Operation of a trading venue

EG 6.1 Publicity during FCA investigations

PRIN 1.1 Application and purpose

EG 20.3 Decision making under the CCA Order

SUP 6.1 Application, interpretation and purpose

COLL 6.12 Risk management policy and risk measurement

LR 5.4 Restoring listing

FEES 9.2 PSR fees

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy