Search Result

661 - 680 of 1707 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

COLL 3.2 The instrument constituting the fund

As Published: 2004

COLL 3.2 The instrument constituting the fund

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2013

COLL 7.5 Schemes or sub-funds that are not commercially viable

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

As Published: 2015

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance