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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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DTR 6.4 Disclosure of Home State

CONC 7.12 Lenders’ responsibilities in relation to debt

COND 1.1A Application

LR 8.7 Supervision of sponsors

SUP 5.6 Confidential information and privilege

SYSC 19C.2 General requirement

SUP 10C.12 Conditional and time-limited approvals

FEES 6.5 Compensation costs

PR 4.2 Third country issuers

REC 1.2 Purpose, status and quotations, notes or references

SUP 10A.10 Customer-dealing functions

SUP 8A.1 Application, purpose and interpretation

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974