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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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PERG 5.1 Application and purpose

As Published: 2018

PERG 5.1 Application and purpose

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

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DTR 5.4 Aggregation of managed holdings

CASS 5.1 Application

CONC 14.1 Application

SUP 15.1 Application

SYSC 18.1 Application and purpose

IFPRU 10.6 Application on an individual and consolidated basis

MAR 10.3 Position management controls

COLL 9.4 Facilities in the United Kingdom

REC 2.2 Method of satisfying the recognition requirements

SYSC 4.8

PERG 2.3 The business element

MAR 9.2 Authorisation and verification

COLL 6.3 Valuation and pricing

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation