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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

SUP App 2.8 Ceasing to effect contracts of insurance

As Published: 2002

SUP App 2.8 Ceasing to effect contracts of insurance

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

As Published: 2017

MAR 5A.11 Post-trade transparency requirements for non-equity instruments: form of deferral

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

FEES 5.7 Payment

As Published: 2009

FEES 5.7 Payment

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

As Published: 2008

DISP 2.8 Was the complaint referred to the Financial Ombudsman Service in time?

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application