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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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EG 9.9 The effect of the FCA’s decision to withdraw approval

REC 4.2B Exercise of passport rights by a UK RIE

SUP 16.10 Verification of firm details

PERG 5.4 The business test

REC 4.5 FCA supervision of action by UK RIEs under their default rules

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

GEN 4.1 Application

PR 3.1 Approval of prospectus

SUP 10A.10 Customer-dealing functions

REC 2.3 Financial resources

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

PERG 9.10 Significance of being an open-ended investment company

FEES 13.2 The IML levy

PERG 15.4 Small payment institutions, agents and exempt bodies

SUP 10A.3 Provisions related to the Act

SUP 10A.7 FCA required functions

BIPRU 8.6 Consolidated capital resources

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

SUP 16.4 Annual controllers report

CASS 7.19 Clearing member client money sub-pools