Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

…

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

…

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

As Published: 2016

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

…

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

…

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

…

EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

…

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

FEES 5.8 Joining the Financial Ombudsman Service

EG 7.2 Alternatives to sanctions

DEPP 1.1 Application and Purpose

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

COLL 11.4 Depositaries

SYSC 4.3 Responsibility of senior personnel

CASS 7.16 The standard methods of internal client money reconciliation

MAR 1.3 Insider dealing

MAR 1.10 Statutory exceptions

EG 4.7 Use of statutory powers to require the production of documents, the provision of information or the answering of questions

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 5.4 The business test