Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

…

RCB 1.1 Introduction to sourcebook

As Published: 2008

RCB 1.1 Introduction to sourcebook

…

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

…

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

…

DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

GENPRU 3.2 Third-country groups

EG 19.25 Recognised Auction Platforms Regulations 2011

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

MCOB 13.3 Dealing fairly with customers with a payment shortfall: policy and procedures

FEES 5.8 Joining the Financial Ombudsman Service

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

TC 3.1 Record-keeping requirements

EG 2.12 Co-operation

EG 16.4 The effect of a disapplication order

DEPP 3.2 The operation of the RDC

LR 5.6 Reverse takeovers

FEES 5.1 Application and Purpose

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy