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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

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MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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MCOB 5.5 Provision of illustrations

As Published: 2012

MCOB 5.5 Provision of illustrations

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IFPRU 6.2 Guidance on market risk

As Published: 2014

IFPRU 6.2 Guidance on market risk

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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SUP 16.19 Immigration Act compliance reporting

As Published: 2014

SUP 16.19 Immigration Act compliance reporting

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COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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LR 6.3 Revenue earning track record requirement

As Published: 2017

LR 6.3 Revenue earning track record requirement

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COLL 11.2 Approval of a feeder UCITS

SUP 15.4 Notified persons

CASS 1A.2 CASS firm classification

COBS 14.3 Information about designated investments (non-MiFID provisions)

SUP 16.18 AIFMD reporting

SUP 10C.16 References and accurate information

APER 4.1 Statement of Principle 1

MAR 1.1 Application and interpretation

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation