Search Result

341 - 360 of 1441 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting