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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 2.15 Discipline

As Published: 2004

REC 2.15 Discipline