Search Result

181 - 200 of 1596 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

DTR 1A.3 FCA may require the publication of information

As Published: 2012

DTR 1A.3 FCA may require the publication of information

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SUP 10C.11 Statements of responsibilities

As Published: 2015

SUP 10C.11 Statements of responsibilities

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

COLL 6.4 Title and registers

As Published: 2013

COLL 6.4 Title and registers

LR 6.10 Specialist companies: mineral companies

As Published: 2017

LR 6.10 Specialist companies: mineral companies

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies