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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

COBS 9.2 Assessing suitability

As Published: 2007

COBS 9.2 Assessing suitability

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

FEES 10.2 Pensions guidance levy

As Published: 2015

FEES 10.2 Pensions guidance levy

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PERG 12.4 Application of EU Directives

As Published: 2006

PERG 12.4 Application of EU Directives

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

DEPP 6.4 Financial penalty or public censure

As Published: 2010

DEPP 6.4 Financial penalty or public censure

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

PERG 8.22 The Internet

As Published: 2013

PERG 8.22 The Internet

CONC 7.10 Treatment of customers with mental capacity limitations

As Published: 2014

CONC 7.10 Treatment of customers with mental capacity limitations