Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

As Published: 2015

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

COBS 19.4 Open market options

PR 2.4 Incorporation by reference

REC 3.5 Disciplinary action and events relating to members of the management body

SYSC 22.4 Drafting the reference: detailed requirements for full scope regulatory reference firms

DISP 4.2 Standard terms

CREDS 9.2 Reporting

BIPRU 7.6 Option PRR

PERG 5.10 Renewals

IPRU-INV 1.2 APPLICATION

SUP 8A.5 Revoking or varying directions and determinations

MCOB 9.3 Pre-application disclosure

REC 4.1 Application and purpose

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

DTR 2.5 Delaying disclosure of inside information

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.7 Monitoring compliance with the rules of the OTF

SUP 3.11 Review of auditor’s client assets report

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy