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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

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EG 8.1 Introduction

As Published: 2016

EG 8.1 Introduction

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REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

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FEES 7.1 Application and Purpose

As Published: 2010

FEES 7.1 Application and Purpose

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

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REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

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EG 4.8 Scoping discussions

As Published: 2015

EG 4.8 Scoping discussions

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CONC App 1.1 Total charge for credit rules for certain agreements secured on land

As Published: 2013

CONC App 1.1 Total charge for credit rules for certain agreements secured on land

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EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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