Search Result

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

…

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2009

COBS 20.2 Treating with-profits policyholders fairly

…

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

CONC 5A.5 Consequences of contravention of the cost caps

As Published: 2015

CONC 5A.5 Consequences of contravention of the cost caps

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PRIN 3.1 Who?

PERG 8.2 Introduction

EG 2.5 Cases where other authorities have an interest

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

MCOB 4.7A Advised sales

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

LR 5.2 Cancelling listing

IFPRU 11.2 Individual recovery plans

PERG 5.14 Exemptions

PERG 8.7 Engage in investment activity

SYSC 6.2 Internal audit

DTR 1.4 Suspension of trading

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration