Search Result

721 - 740 of 1598 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

As Published: 2014

CONC 3.9 Financial promotions and communications: debt counsellors and debt adjusters

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

FEES 10.5 Application of FEES 4 to the pensions guidance levy

As Published: 2015

FEES 10.5 Application of FEES 4 to the pensions guidance levy

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COCON 2.3 Firms: training and breaches

As Published: 2015

COCON 2.3 Firms: training and breaches