Search Result

701 - 720 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

As Published: 2015

MCOB 2.9 Restriction on marketing or providing an optional product for which a fee is payable

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

PERG 14.4A Activities relating to regulated sale and rent back agreements

As Published: 2010

PERG 14.4A Activities relating to regulated sale and rent back agreements

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

MCOB 5.1 Application

As Published: 2004

MCOB 5.1 Application

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

DISP 2.1 Purpose, interpretation and application

As Published: 2003

DISP 2.1 Purpose, interpretation and application

PERG 3A.5 Exclusions

As Published: 2011

PERG 3A.5 Exclusions

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

FEES 11.2 Pensions guidance providers’ levy

As Published: 2015

FEES 11.2 Pensions guidance providers’ levy