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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

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REC 1.1 Application

As Published: 2005

REC 1.1 Application

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EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

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DEPP 6.5D Serious financial hardship

As Published: 2010

DEPP 6.5D Serious financial hardship

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2013

REC 3.21 Criminal offences and civil prohibitions

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

LR 9.6 Notifications

BIPRU 12.4 Stress testing and contingency funding

IFPRU 8.1 Prudential consolidation

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

EG 20.1 Introduction

SUP 16.9 Appointed representatives annual report

LR 9.8 Annual financial report

MAR 4.3 Support of the Takeover Panel's Functions

SUP 15.2 Purpose

REC 2.7A Position management and position reporting in relation to commodity derivatives

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy