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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2009

PR 1.2 Requirement for a prospectus and exemptions

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REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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Similar To

CONC 7.3 Treatment of customers in default or arrears (including repossessions): lenders, owners and debt collectors

DTR 5.8 Procedures for the notification and disclosure of major holdings

REC 6.3 Recognition requirements

PR 2.5 Omission of information

PERG 9.1 Application and Purpose

MAR 1.4 Unlawful disclosure

IFPRU 4.6 Internal ratings based approach: probability of default

APER 4.2 Statement of Principle 2

MAR 5A.9 Suspension and removal of financial instruments

SYSC 2.2 Recording the apportionment

MAR 5.6A Suspension and removal of financial instruments

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

COLL 11.2 Approval of a feeder UCITS

SUP 16.9 Appointed representatives annual report

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

LR 5.2 Cancelling listing

LR 3.3 Shares

PR 1.2 Requirement for a prospectus and exemptions

REC 3.4 Members of the management body and internal organisation

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation