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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 18.6 Lloyd's

As Published: 2007

COBS 18.6 Lloyd's

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PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2010

PERG 14.6 Carrying on a regulated activity in the United Kingdom

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

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PERG 8.24 Advising on investments

As Published: 2005

PERG 8.24 Advising on investments

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COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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ICOBS 5.2 Demands and needs

As Published: 2008

ICOBS 5.2 Demands and needs

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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COBS 14.1 Interpretation

As Published: 2007

COBS 14.1 Interpretation

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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