Search Result

561 - 580 of 1718 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.10B Regulation of buy to let lending

As Published: 2016

PERG 4.10B Regulation of buy to let lending

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

REC 4.2 The supervisory relationship with UK recognised bodies

As Published: 2007

REC 4.2 The supervisory relationship with UK recognised bodies

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

SUP 10C.4 Specification of functions

As Published: 2015

SUP 10C.4 Specification of functions

CONC 6.8 Post contract business practices: credit brokers

As Published: 2014

CONC 6.8 Post contract business practices: credit brokers

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

DTR 2.2 Disclosure of inside information

As Published: 2016

DTR 2.2 Disclosure of inside information