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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

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DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

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PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

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Similar To

COBS 4.2 Fair, clear and not misleading communications

SUP 14.4 Notices of proposed changes: form and delivery

SUP 9.1 Application and purpose

EG 2.15 Decision making in the context of regulatory enforcement action

COBS 16.3 Periodic reporting

PERG 8.32 Arranging deals in investments

EG 10.1 Introduction

FEES 10.3 Late payments and recovery of unpaid levies

SUP 8.8 Revoking waivers

EG 7.5 Payment of financial penalties

DTR 5.7 Notification of combined holdings

EG 4.10 The timeframe for responding to information and document requirements

MAR 9.4 Supervisory regime

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products