Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DTR 8.3 Criteria for approval as a primary information provider

As Published: 2014

DTR 8.3 Criteria for approval as a primary information provider

…

DISP App 3.1 Introduction

As Published: 2010

DISP App 3.1 Introduction

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 10.3 Asset-freezing injunctions

SUP 11.8 Changes in the circumstances of existing controllers

REC 2.12 Availability of relevant information and admission of financial instruments to trading

PERG 8.5 In the course of business

LR 10.7 Transactions by specialist companies

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

RCB 4.2 Enforcement powers and penalties

REC 5.1 Introduction and legal background

LR 3.2 Application for admission to listing

PERG 7.2 Introduction

IFPRU 4.3 Guidance on internal ratings based approach: high level material

DEPP 6.5D Serious financial hardship

PERG 2.8 Exclusions applicable to particular regulated activities

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy