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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

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SUP 10A.14 Changes to an FCA-approved person's details

As Published: 2014

SUP 10A.14 Changes to an FCA-approved person's details

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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SUP 6.2 Introduction

LR 8.6 Criteria for approval as a sponsor

FEES 4.2 Obligation to pay periodic fees

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

EG 9.9 The effect of the FCA’s decision to withdraw approval

SUP 12.5 Contracts: required terms

DEPP 6.7 Discount for early settlement

DEPP 6.5A The five steps for penalties imposed on firms

DISP 1.1A Complaints handling requirements for MiFID complaints

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

DEPP 5.1 Settlement decision makers

REC 2.2 Method of satisfying the recognition requirements

EG 4.3 Notification where a particular person is not yet under investigation

SUP 6.5 Ending authorisation

SUP 15.11 Notification of COCON breaches and disciplinary action

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 5.3 Policy on the use of skilled persons

EG 10.4 Other relevant powers

SUP 10A.14 Changes to an FCA-approved person's details

DTR 8.5 Supervision of primary information providers