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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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IFPRU 7.1 Application

As Published: 2014

IFPRU 7.1 Application

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SUP 10A.5 Significant-influence functions

As Published: 2015

SUP 10A.5 Significant-influence functions

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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IFPRU 4.10 Validation

As Published: 2014

IFPRU 4.10 Validation

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CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

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SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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EG 6.3 Decisions against ECA providers

As Published: 2016

EG 6.3 Decisions against ECA providers

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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