Search Result

201 - 220 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

LR 17.1 Application

As Published: 2005

LR 17.1 Application

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

MAR 10.1 Application

As Published: 2017

MAR 10.1 Application

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

DTR 8.4 Continuing obligations

As Published: 2014

DTR 8.4 Continuing obligations

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

As Published: 2009

DTR 5.3 Notification of voting rights arising from the holding of certain financial instruments

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations